Surprise Custody Audit
The SEC adopted amendments to the custody rule for investment adviser client fund or securities. These amendments were put in place to protect clients and add additional safeguards under the Advisers Act. Please download our Surprise Custody Audit Brochure.
Be Prepared with Trusted and Fair Audits
While their where a bevy of changes made, here are a few of the main takeaways Investment managers should be aware of regarding the amendments:
Contact Us Today
If you are an investment manager who has been entrusted with custody of your client’s financial assets, your fund is subject to an annual surprise examination (audit) by an independent public accounting firm. If you are looking for a public accounting firm who can be trusted to conduct a fair and thorough examination to provide the most confidence to you and your investors, then please reach out to us at 844-386-3829 to learn more about the services we offer.